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Utilitarianism,
Rights and Happiness
Giacomo Samek Lodovici
Catholic University of Milan
The utilitarian
consideration of justice and equality
A well-known common
argument against Utilitarianism concerns the problem of justice
and equal distribution. The utility principle imposes the
maximization of the good, the greatest aggregation of pleasure
or of realization of preferences. Thus, Rawls argues that the
calculation for the maximization ignores differences in the
distribution of utility. In fact, when two actions or two rules
get the same quantity of utility, considered any consequence,
utilitarians have no reason to choose one instead of the other,
whether they reason in terms of particular actions (Act
Utilitarianism), or in terms of rules (Rule Utilitarianism).
Utilitarians hold
three
argumentative strategies to justify themselves when accused of
being indifferent to an unjust distribution.
The first strategy is to incorporate a fair
distribution into the greatest possible utility. According to
some authors, this would be already Bentham’s idea, whose
utility principle – they say – doesn’t impose a purely
aggregative maximization of utility, but a distributive
maximization.
Nonetheless, one
should not neglect the fact that, for Bentham, equality is only
the secondary purpose of the legislation and not the primary
one, which is the maximization of utility.
Indeed,
Bentham firmly believes that when someone tries to divide the
goods as equally as possible, will likely produce more utility,
thus the purpose is always to pursue the greatest possible
utility, not to realize an equal distribution.
For Bentham, in given circumstances it is possible that one must
distribute 100 apples with equity, rather then without equity,
but only because in given circumstances such a distribution
produces more overall utility. For the marginal utility rule, to
give an apple to someone who has already many apples, produces
less utility then to give an apple to someone who has none.
Moreover, another
less relevant purpose of the legislation is to make the citizens
feel safe. Then, a redistribution of goods which eliminates
inequities, could arise a strong sense of insecurity, and just
because utility is the primary purpose, such purpose could
impose to give up equality. On the contrary, ‘when safety and
equality clashed with each other, one should not hesitate. It’s
equality that has to submit’.
Given these
premises, Bentham maintained the idea which he expressed in one
of his earlier texts: ‘let’s consider two actions, the purpose
of the first is to give to 10 people a certain amount of
happiness, the purpose of the second is to give to 5 people two
amounts of happiness. The result of the actions is exactly the
same: there is no reason to prefer one action instead of the
other’.
This argument shows
the coherence of Bentham because shows that it’s impossible to
incorporate the equal distribution principle into
Utilitarianism, as W. Frankena confirms: ‘the utility principle
can’t tell us which type of distribution we should choose: only
a principle of justice separate from the utility principle can
tell us’.
It’s interesting to
observe that Mill already knew the objection to Utilitarianism
based on justice and he didn’t solve it differently from Bentham.
It is true that first he maintains that ‘society should treat
everybody equally only if they deserve the same amount of goods
from it’, because ‘social and distributive justice […] is part
of the concept of utility itself’;
but then, he proposes the following rule: ‘that every individual
should have the right to be treated equally, except for when
social conventions impose the contrary’.
Not much longer
after Mill, Edgeworth reconfirmed that the process of
incorporating justice into utility is logically impossible: ‘the
supposition that happiness […] should be distributed equally is
repulsive for the purpose of Utilitarianism’.
Therefore,
Utilitarianism can have justice as its purpose only if it
becomes a pluralist theory, which from the start distinguishes
the end of the equity and rises it to the same level of the end
of the maximization; but in this way, Utilitarianism encounters
the same problem that it rebukes to deontologists.
So, we have to agree with Mill, when he
argues, as a right interpreter of Bentham, that the benthamian
principle ‘everybody should count for one, nobody for more than
one’ is referred to units of utility and not to persons.
This means that ‘certain amounts of happiness are equally
desirable by both the same and different person’ and shows that
same parts of utility have the same value and should be treated
equally. According to Hare (who adapts the argument to
Preference Utilitarianism), the principle commands that ‘we pay
the same attention to the same preferences’,
but it does not command that every man should be treated
equally, ‘it doesn’t mean that everybody should necessary
count’.
In Bentham’s specific case, the utility
units, to be equally considered and to be calculated without
discriminations in the maximizing consideration, are units of
pleasure. Thus, only those who experience pleasure and pain in
the same way should be treated equally, because ‘persons are
[…]
mere channels or places where what has same value is to be
found’.
In other words, ‘for Utilitarianism, the sensations of pleasure
or of satisfaction felt by persons have some value, but persons
have no value in themselves’.
Therefore, as an example, if we do not
consider the consequences, a murder could be justified because
people have no value in themselves: ‘under certain circumstances
even to kill a man is a good action’.
In particular, a murder is worth of disapproval neither because
it has as a consequence the death of a human being, as persons
have no intrinsic value; nor because it causes pain to the
murdered, at least not in those cases when a natural death would
have caused much more pain. More likely, a murder is worth of
disapproval because it spreads terror and therefore pain among
other human beings.
Moreover, note that the quantities of utility
always preside over any other consideration according to which
animals, children and man are to be treated. Indeed, if we
consider that for Utilitarianism only sensations have value (or
preferences in the case of Preference Utilitarianisms) and that
only persons who experience pleasure and pain in the same way
are to be treated equally, we can se how animals, children and
man are to be considered differently.
Though animals
experience pleasure and pain, therefore the units of pleasure
that they can experience are not to be neglected in the
maximizing calculation. But since they lack of anticipating
ability, they can experience a less amount of pleasure and pain
if compared to men, therefore they cannot be treated as men.
Children are able to
experience pleasant and painful sensations, therefore the units
of pleasure and pain that they can experience are to be
considered. But again, the amount of pleasure that they can
experience is small. Therefore, according to Bentham, ‘the
amount of pain that hundred thousand babies feel when being
killed is less than that a man feels when he has his tooth
pulled out from the root’,
therefore they are not to be treated as adults.
Now, a murder is
quite always harmful (even if some times, as we said, it can be
praiseworthy) because it spreads terror and pain among men; this
terror is not present among children if a child is killed. Thus,
regarding infanticide, there is no moral responsibility for
neither killing a human being, nor for spreading terror-pain
among human beings. Infanticide in itself is even less harmful
and it can be legitimately performed in order to spare unmarried
mothers the pain and the brand of infamy. Therefore, if we apply
Bentham’s logic as recently P. Singer did,
infanticide can be condemned only if the total amount of its
consequences is negative. In fact, even though the killing of a
child doesn’t cause particular pain to another child, it can
cause pain to the person who is close to him.
Besides, not only
children are to be treated differently from adults, but adults
are to be treated differently too if they experience pain and
pleasure differently because only who experiences pain and
pleasure in the same way should be treated equally, as the same
units of utility are to be considered equally.
For example, apart
from the consideration of other consequences, a judge who has to
condemn two persons guilty of the same offence, has to inflict a
minor punishment to the person who experiences more pain or who
has many babies which will particularly suffer for their
father’s imprisonment, and to inflict a major punishment to the
person who experiences less pain or has less children or no
children at all.
To summarize the
debate about equality and justice: if two persons experience the
same amount of happiness or unhappiness, they are to be treated
equally; if one of the two experiences a major amount, he is to
be treated differently.
The maximization
principle imposes that people should be treated in a way in
order to produce the greatest possible utility and prescribes
that equity should be considered only if it promotes the
maximization. If Utilitarianism wants to avoid inequity and
realize equal distributions, it has to assume from the start
another purpose in addition to the utility one, but in this way
Utilitarianism has to resolve the conflict between utility and
equity.
So far, we have seen
the first argumentative strategy which utilitarians have to
justify themselves when accused of neglecting distributive
justice, and we have stated that this strategy is incoherent. We
will soon consider the remaining two strategies that we left
behind.
The consideration of liberty and the
Panopticon
For the moment we can still examine the first
strategy considering the criticism that accuse Utilitarianism to
suppress freedom and to include totalitarian applications.
In this case, the
first defensive strategy affirms that the maximization of
utility requires the protection of freedom, and we suggest that
this idea was already expressed by Bentham. Certainly, Bentham
maintains that in some context the lawgiver cannot intervene
directly but only indirectly.
In doing so, he strengthens the social approval and disapproval.
The fact that Utilitarianism doesn’t impose any coercion or
restriction of freedom and doesn’t force control in every
context of human behaviours can be seen as the sign of the
purpose to assign a value to freedom and to protect some fields
of our life against the interference of a maximizing coercion.
But the fact that
the lawgiver’s action is restricted doesn’t mean that freedom
has an intrinsic value, since
utility remains the main purpose. If the lawgiver would claim
for himself the right to regulate every aspect of human life, it
would be necessary to start up a capillary web of controls, a
system of surveillance so complicated that not only it would
prove inefficient, but it would also require police forces to be
withdrawn from areas where control and surveillance are
fundamental.
Then, whenever it proves to be beneficial,
freedom can be suppressed in favour of superior total utility
needs. This is also evident if we consider Bentham’s treatment
of slavery. He states that slavery should be abolished, but only
for total utility reasons. In fact ‘a free man produces more
than a slave’,
because a slave is a lazy and unwilling participant to the work
he has been forced to do; and ‘there is evidence that the slave
is not responsible for his condition which he will invariably
almost always dislike’:
therefore his condition reduces utility.
Thus, if the utility is the moral aim, there
is no reason why freedom cannot be completely abolished if it is
possible and if it is likely to prove beneficial. Personal
utility contributes to collective utility, and for
Utilitarianism every aspect of human private life affects the
total quantity of utility; therefore, there isn’t a single
aspect of human behaviour which cannot be controlled in order to
produce optimal results, as long as we have an efficient system
at our disposal to achieve this.
Bentham tried to create such a system through
his Panopticon.
It is essentially a design for a kind of penitentiary which he
tried to build at various time. The Panopticon would embrace
technology in order to overcome surveillance problems. The
building
is structured on a circular pattern and cells are around the
perimeter. The cells are separated by ray-shaped walls from the
perimeter to the centre in such a way that prisoners cannot
communicate with each other. Between the perimeter and the
centre there is an empty room, a sort of ring, which is the
inspection lodge. The lodge is surrounded by iron blinds which
permit the inspector to see the prisoners without being seen.
From the centre to every cells a pipe is extended, a sort of
modern microphone, through which the inspector communicates with
the prisoners so that he doesn’t need to speak loudly in order
to be heard and through which he can hear everything that is
said in the cell. This system makes it impossible for a prisoner
to hear what is being said to another one, so that he can never
know if the inspector is busy with other prisoners. In other
words, prisoners don’t know if they are being watched or not.
The pipe, when it’s open, allows the inspector to hear what’s
going on in a cell, but doesn’t allow the prisoner to hear
what’s going on in the lodge.
The Panopticon’s architectural structure
allows ‘to see without being seen’,
it makes possible ‘the apparently omnipresence of the inspector’and,
prefiguring Orwell’s Big Brother, creates a surveillance which
is permanent in its effects, even if it is discontinuous in its
action.
The design of the project has also the
intention
of resolving the aporia of the ideal platonic State, the
problem of quis custodiet ipsos custodes. In fact, in the
cell every inmate supervises the other inmates and is supervised
by them (and by the inspector), the inspector’s subordinates are
under his control so that they cannot unfulfill their duties,
and the Panopticon has free access to visitors, to grant
exposure to ‘the public judgment of the world court’,
so that the inspector and his register are periodically
controlled. In this way, according to M. Foucault, the
Panopticon ‘is a machine in which everyone is caught up, both
the persons who have power and the ones under it’.
It is clear that this system expresses the desire to completely
suppress freedom in favour of total utility, and it achieves the
greatest efficiency by controlling the actions of each prisoner
and every aspect of his lifes. Moreover, being watched without
knowing it, not only prevents the prisoner from behaving badly,
but it affects progressively the inner life of the prisoner: it
creates ‘a power of mind over another mind’,
killing his thought and wish of doing bad actions.
It could be argued ‘that the Panopticon
offers a well-succeeded example of the utility principle in a
particular case: to punish’,
so that this desire to completely suppress freedom concerns only
prisoners and thus it doesn’t legitimate the complete
suppression of freedom. But Bentham proposes to apply his system
in every possible aspects of life, ‘in every context’:
it can be employed, without exception, in every building where a
certain number of people is to be supervised in a room not too
huge, whether […] to punish the incorrigible, to guard the
insane, to reform the vicious, or to confine the suspects, to
employ the idle, to maintain the helpless, to cure the sick, to
instruct the willing in any branch of industry, or to train the
rising race in the path of education: in other words, whether
there are prisons, death chamber, penitentiaries, factories, or
madhouses, or hospitals, or schools.
Bentham admits that his system risks
transforming the exposed individuals into machines. He replies:
‘you can call them soldiers, you can call them enemies, you can
call them machines: but if they are happy, I won’t be
interested’.
It is the total utility which counts, not the persons, which
instead are mere utility objects. So, the system can produce
‘Morals reformed, health preserved, industry invigorated,
instruction diffused, public burthen lightened, economy seated’.
It could be argued that some aspects of the
Panopticon reflect concentration camps. Bentham is aware of
these aspects and instead of denying them he has the courage and
the coherence to accept them. These aspects are without any
doubts gloomy, but they represent the application of the
utilitarian logic in the area of freedom and Bentham doesn’t
try to refuse them.
An example of attempted immunization is
Mill’s On Liberty where he expresses doubts about
whether or not there is an aspect of human private life which is
immune from any social interference. If we analyze it further,
Mill himself admits that such a private dimension of existence
doesn’t exist, and he has to face the serious problem to
reconcile the protection of freedom with the utility principle:
for what reason should society not suppress liberty, if this
overwhelming action produces utility?
Then, if it’s true that the social and
reformatory impulse of Utilitarianism has historically
contributed to increase certain liberties, it’s also true, as A.
Sen argues, that ‘these liberties are only a fortuitous result
of the utilitarian policy’.
The consideration of the right to life and
the principle of Caifa
So far, it is clear that a coherent
interpretation of the utilitarian theory generally implies not
only the possibility but also the rightfulness to trample on the
right of equal distribution and the right to freedom.
In can be also similarly argued that the
utilitarian principle can ignore the right to life, and this is
evident when we examine the so called ‘principle of Caifa’
ascribed to Utilitarianism. This principle states that it is
good that a man dies for the salvation of a people,
and prescribes the killing of an innocent for the superior
public utility. For example, a sheriff understands that in the
town under his jurisdiction some riots may break out, with the
consequent death of many people, if he doesn’t find a scapegoat
to punish in an exemplary way, in order to hush up the public
opinion; therefore, he kills an innocent.
The first defence of some utilitarians
consists in considering imaginative those cases, as R. M. Hare
does when he settles Williams’s example,
where the vicissitude of a man called Jim is described. Jim is
obliged to kill another man, otherwise, if he refuses to do it,
many American Indians will be killed instead of a single man.
Now, far from being mere fantasies, similar
cases are real as the proceedings
against Paul Touvier, a French man who lived during Vichy time,
testifies. He was ordered to kill seven Jews and during the
trial he tried to prove his innocence explaining that in doing
so he soothed the desire for revenge of the Head of the Gestapo,
who in reprisal for the action of the French Resistance wished
to kill a thousand Jews. Other similar cases could be mentioned,
or, as J. Finnis
notes, we can individualize the application of the Caifa’s
Principle on a larger scale. For example it can be seen in the
policy adopted during the second World War, when the direct
annihilation of non-belligerent civilians was performed in order
to win the war.
Having considered this strategy, we can now
examine the next two defensive strategies of Utilitarianism,
namely the second. So far, we have examined the first which
states that justice, liberty and right to life are goods to be
maximized because the utilitarian maximization depends on their
maximization. As we have seen, instead, utility is an aim by
full right superior to justice, liberty and right to life and
consequently overwhelms them.
The second defence certain utilitarians
choose, is to say that the utility aim is superior to justice,
liberty and right to life: they recognizes that, if seeking
those ends the utility may be damaged, then one is obliged to
neglect such ends. However, this defence affirms that these
cases in which the utility is to be sought to justice, freedom
and right to life disadvantage are empirically impossible,
because there is never opposition between these ends and the
utility. This second strategy is not convincing too, because
it’s evident that in certain case, (for example in the case of
the punishment of the innocent), it is rightful to produce
utility to disadvantage of justice (punishing in an unjust way),
of freedom (punishing with a restriction of liberty), and of
right to life (punishing with the deprivation of life). This
strategy tries to prove that Utilitarianism never orders such
acts, since, for many reasons, they imply a uselessness that is
superior than their carrying out. In the case of the sheriff,
this strategy maintains that the whole criminal law institutions
would be in danger,
because for example, the trust in institutions would collapse.
But this answer is not binding, because in case the scapegoat’s
innocence can be kept secret, there should be no negative
consequence that might counterbalance the utility produced by
acts similar to the one above discussed;
then it is not only lawful but also rightful to kill an innocent
in favour of everybody’s utility
.
Besides, according to the utilitarian theory
the advantageous punishment of an innocent determines that the
victim of the punishment is not really ‘innocent’, since the
punishment implies the production of a minor utility compared to
the one produced by the punishment.
And for similar reasons, consequently Bentham doesn’t reproach
even torture when it is useful.
The consideration of the rights
These examples of the utilitarian’s attitude
towards justice, freedom, killing of an innocent, can converge
in the analysis of the criticism which accuses Utilitarianism of
violating the rights:
in certain cases Utilitarianism can prescribe to violate them
and Bentham admits it. Now, we can here report the third
strategy left behind.
The point of this strategy is that such
objections, towards Bentham and towards a coherent
Utilitarianism, based on the rights, aren’t cogent. As a matter
of fact, even though the coherent utilitarian solutions of the
problem of justice, freedom and punishment of the innocent can
make someone shiver, these solutions cannot be reproached if we
consider their consequentialist logic. If human acts have no
intrinsic moral quality, but they gain it in relation to their
consequences, then it’s not blameworthy to do an unjust
distribution, to eliminate freedom, to commit an infanticide,
to kill an innocent, to punish who is not guilty etc., there is
nothing that makes you shiver or scandalize you. Bentham
understands this, therefore he is more coherent than those
utilitarians which deny the violation of the rights.
But then the objection about the violation of
the rights is not fatal for an utilitarian agent who is coherent
and admits their violation from the start: ‘the dispute on the
Utilitarianism’s permission to violate the rights when duties
clash together or when utility requires the suppression of a
right, is not an inner objection to Utilitarianism”. Apart from the not convincing
reply already analysed, Hare explains it coherently: ‘neither
political freedom, nor equity are necessary goods in themselves:
all depends on how much men desire them and on how much they are
willing to sacrifice their own or other people’s interests in
order to achieve them. In fortuitous circumstances, it has
happened that some societies flourished under tyranny and
slavery. I strongly believe that, considering the facts, it is
improbable for such a society to take any advantages from a
systems that allows slavery.
[…]
but the reasons I can give for this are only beliefs related to
fortuitous circumstances. If we can demonstrate that these
fortuitous cases are false, then the moral dispute here
considered could induce me to defend slavery and tyranny’.
Rather, the strict utilitarian could be proud to reform the
common sense and its current norms because ‘the public moral
responsibility is based on elements that are superstitious,
morally evil and confused’.
Therefore, if you want to debate efficiently
Utilitarianism it is not enough to denounce that it violates the
rights, but you have to debate the consequentialist logic that
stays underneath and over the theory of the value from where
this interpretation descends. Otherwise a coherent
Utilitarianism has no difficulties in violating rights, because
it doesn’t set any value to persons but only to utility units,
thus it can easily turn the imperative of Kant upside down
ordering: behave in order to treat the other as a mean in view
of the utility, not as a person in himself. In short, the limit
of these criticisms is to reproach Utilitarianism of being
Utilitarianism.
The consideration of personal integrity
and of the bonds of affections
We can adopt the same argument for another
criticism against Utilitarianism done by B. Williams
who accuses it of attacking personal integrity, meaning with
integrity ‘the man’s quality of acting under those dispositions
and motivations that are most deeply-rooted in him’.
Williams’s criticism is explained in the following example. It
can happen a situation where (as happened to Jim and the
American Indians) if a person decides to kill a man, his action
will prevent other people from killing 20 men, otherwise these
20 men will be killed and instead of a single death, 20 persons
will die. The example represents all the situations in which if
the agent doesn’t do something that he disapproves, because it
is in contrast with his deepest beliefs and ideals, someone else
will do it and the consequences of the other person’s action
will be worse than the one caused by the agent if he does it.
Utilitarianism asks you to give up your plans and ideals which
you are deeply involved in, with which you identify yourself and
which you have based your life on, when they are in contrast
with the greatest possible utility. Utilitarianism attacks
personal integrity, because it produces a sort of dissociation
in the agent, alienates him from his firm beliefs and commands
him to leave them apart in order to be ‘a mere channel between
the input of everybody’s – own included – plans and an output of
optimized decision’,
as to say a sort of self-annihilation and suicide.
Now, firstly the Utilitarian replies denying
that the output of an act similar to what Jim did is prescribed
by Utilitarianism and he gives arguments
similar to the ones we already considered not valid. In fact, we
have seen that a coherent Utilitarianism can, at least in
certain cases, prescribe acts that have the killing of an
innocent as a consequence.
A second reply underlines that the disgust
and the suffering caused by behaving against one’s most deep
beliefs, which give sense to one’s life, are to be considered in
the consequentialist calculation because they belong to the
total sum that one has to realize. Therefore, Utilitarianism
wouldn’t prescribe one’s separation from personal firm beliefs,
because the consequent agent’s annihilation would have an
overwhelming disutility. But it’s evident that such a reply is
not decisive, since, if it is true that in certain cases the
sense of annihilation and the suffering caused by the completion
of this act damage the total utility, it is not true that this
always happens: a case can be given in which the total utility
will be increased by such an act, even considering the agent’s
tragedy.
Moreover, the objection to integrity, if we
understand it rightly, is not persuading for another reason. In
fact,
humans assume often immoral or false beliefs and have immoral
plans, or they base their life on unjust motivations. So Ethics
asks them to give up their aims and straighten their
motivations. Thus, it’s not understandable why integrity should
be morally protected.
One could reply that Utilitarianism ask not
only the immoral man but also the man who has right plans, right
aims and ideals, to give up his integrity. But this reply misses
the fact that for Utilitarianism there are no plans, aims and
ideals that can be left out of consideration of their
consequences: when the consequences are bad, they are not just
but unjust.
Moreover, an effective criticism should show
that only in given cases there are obligations which are not to
be neglected, and actions which are not permitted. However, this
can only be explained if we question the Consequentialism itself
and not its consequences. Again, the criticism about the
integrity doesn’t involve the utilitarian consequentialist
premise of Utilitarianism. This arguments only criticizes its
effects, that are easily accepted by a coherent utilitarian.
Therefore if you want to criticize Utilitarianism you have to
debate Consequentialism and not its consequences.
The paradox of happiness
If we want to criticize Utilitarianism, we
must understand that it’s not useful to dispute on its violation
of the rights, and that we have to dispute on Consequentialism
itself.
Otherwise it’s possible to follow another
road, which is the road that shows the failure of Utilitarianism
caused by the paradox of happiness, explaining that
Utilitarianism is an unsuccessfully theory because it doesn’t
allow to achieve the results it promises.
In order to understand this paradox, we can
start from some testimonies within the utilitarian tradition.
Bentham said in one of his manuscripts that ‘for each seed of
joy you sow in the breast of another person, you will find a
crop in your breast, whereas each sorrow that you remove from
another man’s thoughts and feelings will be replaced by a
wonderful peace and joy in the sanctuary of your soul’.
Mill noticed soon the paradoxical side of happiness: ‘for how
much this assertion can be paradoxical, the conscious ability of
giving up one’s own happiness is the best way to achieve such a
happiness. Nothing apart from such a consciousness can raise an
individual above the vicissitudes of his life and assure that he
would never be overwhelmed by them, for how adverse fate and
fortune can be’.
And it was always Mill that stated in his Autobiography: ‘I have
never doubted that happiness […] is the aim of life. But now I
think that such an aim can only be obtained if you don’t seek it
as a direct aim. Only those individuals whose minds are focused
on something else than their own happiness are happy; on other
people’s happiness or on improving the mankind, or in some arts
or jobs sought not as a mean but as an ideal aim. Pointing out
on something else, they find the happiness on the way’. As for
him, Sidgwick speaks about ‘a fundamental paradox of hedonism’,
which consists in the fact that ‘if the impulse towards pleasure
is too predominant, it will nullify the aim itself’. More
precisely, ‘our active enjoyments […] can’t be achieved if our
body is consciously concentrated on them’.
If we aim at certain pleasures, Sidgwick carries on, we diminish
them and in these cases it is enough to weaken the attention
towards them in order to make it less predominant; but there are
other cases in which it’s necessary to take completely away the
attention from those pleasures and forget that they are your aim
in order to achieve them. For Sidgwick this is the case of the
pleasure of intellectual research, artistic creation and
benevolence. Regarding the last things, Sidgwick explains that
‘they seem to imply, in order to experience them properly, the
pre-existence of the desire to do other people’s good
independently from our own good’.
Therefore, Sidgwick explicitly points out egoism as the major
obstacle for their achievement, sharing Butler’s opinion:
‘egoism […], this excessive concentration of someone’s attention
on his own happiness […], makes impossible for an individual to
sympathize with other people’s pleasures and sorrows. The
attention which is continuously directed towards one’s own self
deprives the pleasures of their intensity and taste, and causes
a quick saturation and boredom’.
Outside the utilitarian tradition,
confirmations of the paradox of happiness proliferate and we can
only consider some examples. The major part of the classical
moral philosophy teaches that happiness is the consequence and
result of an action which is not directed to happiness and has
not it as its end: in other words happiness is the corollary of
a virtuous life, its echo, a welcome gift, but it is not
directly achievable. In the IV B.C. century, Aristotle already
understood this: if there is something ‘which is given as a gift
to man by gods, it is reasonable that happiness too is a god’s
gift, all the more that it is the greatest good’.
In the XX century, for example, S. Weil explained this in an
interesting way: ‘the most precious goods are not to be sought
but to be awaited. The man cannot find them with only his own
strengths, and if he starts to seek them, he will find in their
place only false goods, the falsity of which he will not
recognize’.
In a first approssimation, we can share
Scheler’s opinion that the only goods that a man can produce are
only marginal goods, as the sensible pleasures, whereas
spiritual pleasures, such as happiness in its psychological
meaning of joy, are not producible. In fact, egoism can be, in
the short time, a source of sensible pleasure because it implies
the fulfilment of the man’s sensible nature. In general, men can
produce consumer goods, can improve the quality of life, the
well-being and the comfort, but this kind of satisfaction is
disappointing, it is not the true happiness. In this way in some
societies where the standard of life is higher, some authors
have found signs of unhappiness: the increase of the number of
suicides; crisis of family and the proliferation of divorces,
that nowadays are made easier by the law, but are also signs of
a malcontent among men, who don’t realize anymore themselves in
marriage or family (the disbelief in family and in marriage is a
recent phenomenon; since the beginning of his existence men have
always considered marriage and parenthood one of the main
expressions of happiness); increase of psychological pathologies
often caused by a feeling of resignation and deep disappointment
towards life; sex and drug abuse as a substitute of
happiness.
Anyway, the best judge of one’s condition is
the subject himself and in a sociological survey, reported by L.
Bruni,
emerges, as some economist have already stated, that ‘in those
societies with a high income, even to have a higher income
doesn’t make you happier’. For example the number of Americans
describing themselves as very happy is diminishing in
percentage compared to their per capita income.
The index very happy of the U.S. National Surveys’
questionnaire has dropped from 7,5 to 7%, whereas the per capita
income has strongly increased (from 6.000 up to 20.000 $). Many
researches prove the fact that happiness is diminishing, or at
least it is not increasing in societies with an advanced Economy.
So we can conclude that a deep happiness goes beyond the
context of a sensible satisfaction.
But, if further analyzed,human experience
proves that even such sensible satisfaction is doomed to
diminish and fade progressively. In fact, in the long run, an
action based only on the achievement of a sensible pleasure
causes a diminishing of the sensible pleasure itself. We see a
decreasing satisfaction and an even more increasing desire that
can degenerate into frustration and pathology.
A psychological view of this theme already exists and it is
supported by many clinical experiences in psychiatry: ‘happiness
in each of its forms, from the most sensible one, as pleasure,
to the strongest one, as the ecstasy, is the consequence of a
vital activity which is not intentionally directed towards it.
The self-transcendent quality of the human existence creates a
situation observed day by day by the clinician, which manifests
that the search of the pleasure is self-destroying. In other
words, the seek of happiness is self-destroying: it is a
contradiction in itself […]; as much as an individual starts to
seek directly happiness or tries to seek it, he cannot achieve
it. The more he tries to gain it, the less he attains it”.
Remaining in the psychotherapeutic area, V.
Frankl’s logotherapy has inferred from clinical experience that
happiness and pleasure are the corollary and the consequence of
joining a value, and that they cannot intentionally be achieved:
‘the pleasure is not directly reachable, you cannot directly
look for it: it can only be achieved spontaneously without being
sought. The more you seek it, the more it escapes from you. The
pleasure principle, if brought to extreme consequences,
inevitably fails; this because it is an obstacle to itself. The
more you try to achieve it with all your strengths, the more
difficult is to achieve it’.
When pleasure is the aim of your intention, the specific subject
of your reflection, the cause of happiness and the pleasure
itself disappear.’
Bentham, Mill and Sidgwick already showed us
the way to understand the above statement in an anthropologic
way. They all assert that, somehow, the complete happiness and
the interpersonal relation are both connected.
But it is a synergic interpretation done by
Dionysius the Pseudo-Aeropagite and Thomas Aquinas which
explains the connection between love and happiness.
We can start stating that the activities that
we perform with affection are joyful, even though they should be
hard and difficult. But we need to give an explanation for
this.
According to Aristotle, Thomas states that
delectatio, whether it is a sensible pleasure or a
psychological joy, is the result of a connatural operation which
achieves a connatural aim. Now, if we really consider the
connatural good of that personal agent that is man, we clearly
understand that it can only be the person (and the Person), who
posses the most ontological perfection in the universe.
Indeed, it is love that explicates the interpersonal
communication: transcending the incidental qualities of the
other person, which are qualities that can be similar to other
people, love reaches her personal substantial centre, that is
unique and unrepeatable, and it opens her inner side. True love
reaches the other person and considers her irreplaceable. Only
successively it considers the other person’s psycho-physical
incidental qualities. On the contrary, egoism reduces the other
to a bundle of incidental and reproducible qualities, which (but
this is irrelevant) subtend the person, who remains at a ‘second
level’, and whose value is only reduced to a support of such
qualities and till such qualities stir up emotion and passions.
Moreover, the best way to attain one thing is
to identify oneself with it and to live its life without
destroying it. According to Dionysius’ theory, love is vis
extatica, which projects towards the beloved, and vis
unitiva, which establishes a communion with him. We can now
understand the connection between love and happiness: love is
the action that has as object what is connatural to man and is
the action that achieve its aim in the most perfect way.
Besides, humans are open to the infinite, omnium capax,
their nature is essentially characterized by openness and it is
constitutively directed towards the union with everything.
Therefore, not only love has an object that is connatural to
man, not only it reaches its aim better than any other action,
but it seems to be the action most connatural to man because,
being vis extatica, it is the expression and the
connatural realization of a nature projected towards the
outside, and, being vis unitiva, it is the expression and
the connatural realization of a nature that can somehow join
everything and be in communion with it.
Indeed, we can understand that joy is a
reflection of love if we reverse the question. When is a man
unhappy? When his existence is characterized by true loneliness:
a man who is really alone is dreadfully unhappy.
Now, in order to find a remedy for loneliness, it is not enough
to live among other people, because one can be alone even if
among a crowd. If one has only superficial interpersonal
relationships, he is not able to find a remedy for the typical
ontological loneliness of his constitutively altruistic nature.
Therefore, he must open his inner world to the others achieving
interpersonal communion. This latter can be gained only by true
love which ecstatically projects a person towards other persons
transcending her incidental qualities and penetrating her
ontological recesses. In this way, one identifies himself with
the other person and lives the other person’s life. Vice versa,
egoism does not find any remedy for the human ontological
indigence, doesn’t grant any interpersonal communion, because it
produces an ecstasy which is incipient and incomplete so that
the person’s action is centripetal, with the character of
consumption and not of communion, thus isolating the person in
herself.
The disutility of the Utilitarianism
If the above statements are true, not only
egoistic Utilitarianism, but Utilitarianism in general is an
ethic that cannot reach its aim, happiness.
Indeed, egoistic Utilitarianism prescribes to
look for individual happiness exploiting people and it’s true
that egoistic Utilitarianism asks to behave in such a way in
order to promote everybody’s happiness, but it asks this only
because believes that in promoting everybody’s happiness one
promotes his own happiness. It doesn’t prescribe to be truly
altruistic: thinking man is egoistic, egoistic Utilitarianism
suggest the lawgiver to establish sanctions to promote
happiness. These sanctions force people not to seek their own
happiness but other people’s, so that one’s own happiness
becomes everybody’s happiness. Thus, egoistic Utilitarianism
produces an artificial harmony of interests when this harmony
cannot be created naturally. In short, egoistic Utilitarianism
tries to obtain a behaviour which is only apparently altruistic.
In reality, this behaviour is always driven by a personal reward
or interest whether or not this interest coincides with
everybody’s interest.
Instead, non-egoistic Utilitarianism
prescribes to exploit people in order to look not for one’s own
happiness but for overall happiness. Therefore, it is not able
to include the altruistic love, because the interpersonal
relation must not seek other people’s good for their sake, but
only because it contributes to the maximization of utility.
In both cases, Utilitarianism commands to
treat other people as mere means in order to achieve one’s own
or everybody’s happiness. Thus, in spite of what Bentham, Mills
and Sidgwick had intuited, Utilitarianism prescribe you to
behave in such a way that makes impossible for you to achieve a
deep happiness: instead of prescribing a true promptness to
other people love, Utilitarianism prescribes you to exploit
people in order to produce utility. In exploiting people and
reifying them, the agent not only precludes people’s recognition,
but he also denies himself the exercise of love, which is
connected with deep happiness. Indeed, if it is true that joy is
a subjective echo of love which produces the interpersonal
communion, who treats people in an utilitarian way precludes
himself the joy, because only true love is vis extatica
and vis unitiva, and therefore, it is the connatural
behaviour of the opened human nature. On the contrary, the
utilitarian action is an interpersonal action of consume and not
of communion, therefore, it is characterized by selfishness and
not by altruism. This praxis can cause a sudden sensible
pleasure, because it implies the satisfaction of the sensible
nature of man. But it doesn’t cause spiritual joy, which can be
achieved only behaving in accordance with human nature, taken in
its totality, that is an opened nature.
This can maybe explain the progressive
diminishing of the sensible satisfaction. It is possible that a
praxis characterized by selfishness establishes a form of
behaviour which progressively constitutes a new inclination, a
second nature. This one comes into a harsh conflict with human
nature, which is totally opened and connected with the sensible
human dimension itself. Man is a substantial union of body and
soul which are co-principles of the anthropological subject,
therefore the sensible level of the person interact with the
spiritual one and they influence each other. Thus, their
conflict affects the sensible satisfaction.
Anyway let’s consider again the paradox of
happiness. We stated that only true love can achieve the
happiness accessible to man, while a direct search of one’s own
happiness, that constitutes egoism, is always impossible.
According to Aristotle, happiness is then a divine gift just
because it can be only achieved with altruistic love, which
never seeks its own happiness but other people’s happiness
(otherwise it is not altruistic but selfish). Therefore,
happiness is the joy caused by other people’s happiness,
as Leibniz explained, when he said that it is delectatio in
felicitate alterius;
or, if the other is unhappy, happiness is the joy caused by the
quest for other people’s happiness
. This explains the paradox that
only those who don’t seek their own happiness can achieve it.
The paradox of happiness is the display of the paradox of love:
‘being unselfish doesn’t damage the person, besides, being
unselfish is a way to reach the greatest personal perfection. In
being altruistic, you experiment «to give without losing» […] or
«to acquire giving», so that your self «improves and is
improved»’.
We must notice that Bentham and Mill didn’t
deduce the correlated consequences, ruinous to their
Utilitarianism, depending on the connection between love and
happiness. Instead, Sidgwick noticed them and tried to solve the
problem. He honestly recognises the problem: ‘I have to
admit that who accepts the rational egoism principle, denies
himself the absolute pleasure caused by an absolute
self-sacrifice and self-denial’.
Conscious of the fact that happiness is an unreachable aim when
directly sought, Sidgwick suggest a method:
one has to try to forget such an aim and perform the activities
necessary to its achievement only for the sake of them, one has
to forget the aim and concentrate on the means which he must
consider as aims in themselves.
But this method is not convincing. Because
either you give up achieving the aim of the total utility and
aim to other ends for the sake of them, and, in this case, the
method is out of the Utilitarianism context,
because it prescribes no more to perform whatever activities in
favour of the total utility, but just for the sake of the
activities, it doesn’t prescribe to achieve other aims
considering them at an intermediate level in the scale to the
last aim. Or if you intentionally give up an aim in order to
achieve it, you carry on achieving the aim itself.
In conclusion, Utilitarianism cannot
prescribe that, in order to avoid the disutility produced by an
non-altruistic action, the utilitarian agent
has-to-behave-altruistically-for-utilitarian-reasons. A person
either behave motivated by true altruism, and he is not
utilitarian, or a true promptness and an altruistic love
exercised for utilitarian reasons are a contradiction, because
Utilitarianism and true love are in contradiction with each
other.
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