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New Things &
Old Things,
1 (2004), pp. 21-41
Practical
Syllogism, Proairesis, and the Virtues:
Toward a
Reconciliation of Virtue Ethics and Natural Law Ethics
Fulvio
Di Blasi
Abstract
Contemporary virtue ethics focuses on
Aristotle’s concepts of prudence and the moral virtues as if
these alone—independently of any universal law—were capable of
giving an account of ethical choice. The ‘natural law vs. virtue
debate’ is rooted in the theoretical difficulty of joining
together the universal nature or character of law and the
contingent and particular nature of moral life. A careful
examination of Aristotle’s concepts of practical syllogism and
proairesis, though, shows that, for him, prudential
reasoning is always the intermediate step of a complex activity
grounded on universal intellectual knowledge. This activity is
practical because, from beginning to end, it is a unity
of thought (nous/dianoia) and appetite (orexis),
and aims at the action. When all the (three) steps of practical
reasoning are complete (from the agent’s viewpoint), we have
what Aristotle called “practical syllogism”: i.e., a kind of
syllogism that effectively causes an action. The way in which
nous grounds practical syllogism in Aristotle corresponds
very well, surprisingly, with the main concepts involved in
Aquinas’s natural law theory. This fact sheds an entirely new
light on the debate between natural law ethics and virtue
ethics.
The contemporary
Aristotelian-Thomistic debate in ethics is marked by a strong
contrast between “natural law” and “prudence,” or, what is the
same, between the so called
“natural law ethics” and “virtue ethics.”
A clear example of
this contrast is Daniel Mark Nelson when he writes that “for
Thomas, the moral life as well as reflection on it depend on
prudence and not on knowledge of the natural law.”
Another example is Edward A. Goerner when he refers natural law
to “the bad man’s view”: the view of a man who obeys general
extrinsic rules out of fear of punishment. According to Goerner,
the full standard of right/good belongs to “the good man’s
view:” that is to say, the view of those who possess practical
wisdom and prudence.
This kind of
quotation could easily go on,
but what is important now is to focus on the theoretical root of
the contrast: namely, the difficulty (apparently insurmountable)
of joining together the universal nature, or character,
of law and the contingent and particular nature of moral
life.
Precisely because of its universal character, law, allegedly,
cannot reach “the particular” and so cannot be a real guide for
moral life. The particular has therefore “priority,” and the
nature of the good is “fragile.”
Usually, even
authors who try to reconcile law and virtue, by means of
rediscovering the concepts of natural inclinations, first
principles of practical reason, etc., accept this dualism. On
the one hand, there is the realm of universality, with
natural law, natural inclinations, first precepts (or
principles), inclination to happiness, etc. On the other hand,
we have the realm of particularity, with prudence and the
virtues.
Stanley Hauerwas, appropriately, had talked about a “context
versus principle debate.”
The opposition
between natural law and prudence is also the outcome of the
trend that the contemporary rediscovery of practical reason has
taken over the last fifty years or so. Especially in the
Anglo-Saxon area, this rediscovery is marked by a strong
cultural reaction to Hume’s is-ought question and, more
generally, to modern philosophy’s approach to ethics.
To the Humean idea that moral judgments as such are no more than
a matter of feelings or emotions, philosophers object today that
there is “the perception that moral reasoning does occur, that
there can be logical linkages between various moral judgments of
a kind that emotivism itself could not allow for (‘therefore’
and ‘if ... then ...’ are obviously not used as expressions of
feeling).”
This clear perception led both to the analysis of
practical reasoning in terms of (objective) reasons for
action, and to the search for the first value-premises
(basic reasons for actions) of moral reasoning. Hart’s
“internal point of view” played a significant role in this
context.
The value-character of the good as it exists in practical
reasoning cannot simply be deduced from a theoretical
is-knowledge; and this insight, claim Grisez, Finnis, etc., is
exactly what grounded Aristotle’s and Aquinas’s ethical
theories.
For my present
purposes it is important to stress that this trend, even if
valuable under several respects, increases the “natural law vs.
prudence debate” because it leads to a rediscovery of natural
law simply in terms of universal moral (or premoral)
principles (or values). Practical knowledge is a kind of “value
knowledge” but it still belongs to the realm of our universal
and abstract knowledge. Even the natural inclinations,
in this context, seem to aim merely at universal objects: i.e.,
the general human values, rights, etc.
Contemporary
interpretations of the practical syllogism also reveal the
difficulty of joining together universal (theoretical?)
knowledge and particular, or contingent, moral life. These
interpretations tend either to take “action” in a metaphorical
way or to take “syllogism” in a metaphorical way. The practical
syllogism, in other words, either does not really conclude in
the action but in a statement/proposition peri tas praxeis—which
regards, relates to an action—or is not a proper syllogism at
all, “syllogism” being just a non-technical term which refers to
the various arguments used by the agent as justifications of his
action.
In both cases, a universal moral law, or a universal moral
knowledge, could not be really practical because there is
no logical connection between the universal (knowledge) and the
particular (action). If there is still room for something
else between the end of practical reasoning and the action,
then it follows that the real cause, the engine, the final
dominus of our behavior is not our reason or intellect but
something else (Autonomous will? Emotion? ......?). On
the other hand, it is obvious that a non deductive reasoning
cannot be addressed by any conclusive objective moral criticism.
I think there are
strong reasons to distrust the relevant terminology and the
concepts used in the contemporary debate as misleading with
respect to both Aristotle’s and Aquinas’s ethical theories.
Natural law certainly relates, in the first place, to universal
principles; but these principles are grasped through induction
from experience. They not only can be (better) understood in
and through experience of moral action, but are also properly
practical only when they in turn can reach and guide that
experience. Natural law can be a true moral guide only if it is
truly able to reach the particular action to be performed here
and now. The way in which the concepts of “universal” and
“particular” should be used in natural law theory needs to be
revisited. I think this reexamination should be made through
Aristotle’s concepts of sullogismos tôn praktôn
(practical syllogism) and proairesis (ethical,
deliberated choice). My opinion is that Aristotle’s theory of
practical syllogism is one of the two main paradigms of Aquinas’
natural law theory; the other being the Stoics’ concept of God’s
law as developed by Christian philosophy and theology.
To have a practical
syllogism, the agent has to find and formulate the two premises
from which the conclusion flows. Practical syllogism is the
last step of what we call moral, or practical, reasoning. There
are two levels of this reasoning interacting with each other.
The major premise depends on a scientific reasoning that starts
with the first intellectual apprehension of the universal good(s).
The minor premise depends on a prudential reasoning that starts
with the apprehension of a particular good. In each case,
reasoning is practical due to the inclination to, or
attraction by, the good to be achieved in action. This means
that reasoning is practical due to the work of the appetite
towards a particular action, and that moral choice happens when
the two interacting reasoning processes match (only) one
specific course of action. “Practical” relates to action;
practical reason, consequently, is more “practical” the closer
it is to the (particular) action. The same applies to “natural
law”: the more it is “practical” the more it is the effective
source of moral action.
In what follows, I
will show that Aristotle’s proairesis (moral choice)
depends, first, on a scientific level of moral reasoning that
corresponds to Aquinas’ concepts of “first notion and first
principle of practical reason,” “first and secondary precepts of
natural law,” and “synderesis;” and, second, on a
prudential level of practical reasoning that corresponds to
Aquinas’ concept of prudence. This means that prudence depends
on what we would call ethical scientific knowledge.
Furthermore, I will show that Aristotle’s concept of practical
syllogism depends, from the beginning to the end, on the
interplay between intellect (nous) and appetite or
inclination (orexis), and is supposed to effectively
reach and cause the particular action. Surprisingly, as we will
see, this corresponds very well to Aquinas’ definition of
natural law.
More particularly,
the first section is meant to correctly frame the theory of
practical syllogism in the context of Aristotle’s physics.
“Practical syllogism” is supposed to explain how physical
movements happen—specifically, those movements (ours) of which
thought is a cause. But since thought alone does not move
anything, practical syllogism cannot be reduced to a pure
theoretical object; it must be a unity of thought and appetite.
In a sense, from this point on, the whole article intends to
explain exactly what thought and what appetite
compose the practical syllogism. Section two (What Thought?
What Appetite?) locates them by using the distinction of the
parts of the soul that Aristotle gives in the Nicomachean
Ethics. The most relevant conclusion here is that the
thought involved in the practical syllogism cannot be primarily
the thought of phronêsis but a higher thought that
relates to the concept of nous. Section three (Why
Nous?) aims at carefully explaining this point. Section
four (Orexis and the Virtues) addresses directly
the union between thought and appetite. This union originates
the knowledge of the good as such, and explains Aristotle’s key
concept of “desiring nous.” At this point we will be
able to reach a clear account of the concepts of practical
syllogism and proairesis. This section will also clarify
why moral dispositions affect correct practical reasoning; or,
in other words, why evil people, for both Aristotle and Aquinas,
do not understand ethics. Finally, the fifth section (Debitum
Actum et Finem) summarizes and specifies better the
connection between Aristotle’s theory of the practical syllogism
and Aquinas’ concept of natural law.
1. An Inquiry on
Physis
The key point for a
correct understanding of Aristotle’s concept of practical
syllogism is that it does not relate to an inquiry on logos
but on physis. That is to say, Aristotle approaches the
practical syllogism in an effort to figure out how movements
happen (or are generated) in material reality, and more
particularly, in those animals which move by using their reason:
human beings. This means, in turn, that the practical syllogism
is supposed to be precisely: (a) what directly causes the action
(or what concludes in acting); and (b) what causes the
action as the conclusion of a real deductive rational
process (proper syllogism). What Aristotle wonders is “how
thought can push us to act or not to act, to move or, according
to the circumstances, not to move”.
“But how is it that
thought is sometimes followed by action, sometimes not;
sometimes by movement, sometimes not? What happens seems
parallel to the case of thinking and inferring about the
immovable objects. There the end is truth seen [theôrêma]
(for, when one thinks the two propositions, one thinks and puts
together the conclusion), but here the two propositions result
in a conclusion which is an action”.
A syllogism “is a
discourse in which, certain things being stated, something other
than what is stated follows of necessity from their being so”.
As Carlo Natali has recently pointed out, it is clear that
Aristotle “tries to demonstrate that all deductions made
according to” this definition “must take the form of one of the
three types of syllogism”
described in the Prior Analytics, and practical
deduction is one of them. That Aristotle thinks this way about
the practical syllogism is evident in a key passage of book VII
of the Nicomachean Ethics:
“The one opinion is
universal, the other is concerned with the particular facts, and
here we come to something within the sphere of perception; when
a single opinion results from the two, the soul must in one type
of case affirm the conclusion, while in the case of opinions
concerned with production it must immediately act (e.g. if
everything sweet ought to be tasted, and this is sweet, in the
sense of being one of the particular sweet things, the man who
can act and is not restrained must at the same time actually act
accordingly)”.
It would be
misleading to try to formalize this example in order to
understand the practical syllogism, for the simple reason that,
at least for Aristotle, a practical syllogism could not even be
thought or expressed by words.
The attempts, for instance by Anthony Kenny and Elizabeth
Anscombe, to prove either logically right or logically wrong the
examples given by Aristotle are already, as attempts, a
misinterpretation of Aristotle’s concept of the practical
syllogism. I hope this point will be a bit clearer later in the
article. What is important in the above passage is rather that
it makes clear that Aristotle was thinking of a real
deduction, in which a conclusion follows from the connection
of a major with a minor premise. And this fact
raises again, and more strongly, the key question: “How can
thought push us to act or not to act?”
The reason why this
question is so embarrassing is that, according to Aristotle,
“intellect [dianoia] itself... moves nothing”.
The faculty of the soul that moves is, rather, orexis
(appetite).
This means in turn that, for the practical syllogism to exist,
it should be an intrinsic unity of thought (nous/dianoia)
and appetite (orexis). And this is what “practical” is
supposed to mean when it joins the generic “syllogism” to
indicate the existence of a particular specific nature.
A practical syllogism is a syllogism in which, from the
beginning (major premise) to the end (conclusion), nous
and orexis work together as an intrinsic unity.
This unity may look
like a kind of “monster:”
a reasoning which requires desire for its logical steps and
which does not conclude with an object theoretically
identifiable. How can thought and appetite be joined together?
And what does this mean exactly? The term “monster” fits well.
Indeed, I hope the practical syllogism will look more and more
monstrous as I go on—otherwise we might miss the point, failing
to focus on what is simultaneously rational and appetitive.
However, this monster does not look to me bigger or more
threatening than the union of body and spirit (or mind) that we
experience daily in the strange creature called human being.
Descartes saw this monster clearly, but when he tried to join
res extensa and res cogitans he unhappily failed.
Maybe the attempt itself was his mistake. Spirit and body do
exist together: this is the only reasonable starting point in
order to understand human life. And thought and desire exist
together in the acting human being: this is, I think,
Aristotle’s reasonable starting point.
2.
What Thought? What Appetite?
Let us take for
granted that, according to Aristotle, moral action is the
outcome of a real deductive (syllogistic) reasoning
characterized by an intrinsic unity of thought and appetite.
The question now is: “What thought and what appetite are
required exactly?” I am going to answer this question by using
the distinction of the parts of the soul which Aristotle
outlines in the first and sixth books of the Nicomachean
Ethics. This distinction is made specifically for ethical
purposes and does not perfectly correspond to the distinction
between vegetative, sentient, and rational soul of the De
Anima.
At the end of the
first book of the Nicomachean Ethics (1102a5-1103a10),
Aristotle introduces the study of the ethical virtues by
distinguishing three parts of the soul. He says first
(1102a27-28) that there are two parts of the soul, one with
logos (logon echon) and one without logos (alogon).
This is usually translated as “rational” part and “irrational”
part, and this is more or less accurate. However, I need to
stress here what the real Greek term is because logos, by
itself, is not the best term to indicate what we would
call rational part of the soul. We usually refer “rational” to
the whole intellectual activity, and we usually include will
(the rational desire) in it. Now, logos, of course, does
not refer to the will—which, as I am going to explain below,
belongs to the part of the soul without logos—,but it
does not even refer here to the whole intellectual sphere—which
includes also nous and epistêmê, and for which the
most appropriate generic term would probably be dianoia
(which still would not include the will). Logos is the
word (verbum) of the intellectual part of the soul: it is
thought speaking, and being, in so doing, either true or false.
Rule would be a better translation because Aristotle is
focusing here not on the intellectual part of the human being as
such but on the orthos logos, the right rule
of the moral action. This is what his ethics is all about, and,
accordingly, he draws his first distinction inside the soul:
i.e., the part with the rule and the part without it.
Immediately after,
he further distinguishes in two parts the part of the soul
without logos: that is, (a) the vegetative part, common
to all living beings (1102a32-1102b12); and (b) a part without
logos but which shares somehow in the logos
(1102b13-35). This is the appetitive part of the soul: the
epithumêtikon, and in general the orektikon (b30).
The stress here is on epithumêtikon because epithumia
is the specific kind of orexis (desire) having pleasure
as its object.
This desire is what can divert man from the virtuous action—the
action in conformity with the orthos logos—since
“it is on account of pleasure that we do bad things, and on
account of pain that we abstain from noble ones.”
The action in conformity with orthos logos is the
action in which the desire for the good as pleasure (epithumia)
does not prevail over the desire for the good as noble, or
morally beautiful (boulêsis). The moral virtues, which
Aristotle examines in the books II, III, IV, and V, are
precisely the perfections of the appetitive part of the soul
making human beings able to live in harmony with their
desires—in confomity with orthos logos—, and to
achieve not only the best moral good but also the highest
pleasure. It is very important not to make the mistake of
thinking that moral virtues affect just a sort of animal part
of the soul. The appetitive part includes all the three kinds
of orexis: epithumia, boulêsis (the will),
and thumos (the sanguine desire for the good, we would
say). And the moral virtues are supposed to perfect all these
tendencies making them share in the (orthos) logos.
In the lines
1103a1-3 Aristotle adds another distinction. He says that also
the part with logos “will be twofold, one subdivision
having it in the strict sense and in itself, and the other
having a tendency to obey as one does one’s father.” It is
obvious that we do not have here a real fourth part because the
second one of this last distinction corresponds to the
appetitive part. Aristotle is stressing now the fact that this
part is not totally without logos because it is supposed
to desire in conformity with it. When this happens, the
logos somehow is also in the appetite. So far, therefore,
we have three parts of the soul: the vegetative (without
logos), the appetitive (sharing in the logos), and
the one with the logos in itself.
Let us go now to
the beginning of the sixth book, where Aristotle begins his
discussion of the intellectual virtues (aretai dianoêtikai).
To this purpose he needs an additional distinction, this time
making the total four. He says (1139a3-15) that there are two
parts of the soul which possesses logos, “one by which we
contemplate the kind of things whose principles cannot be
otherwise, and one by which we contemplate variable things.”
These parts are, respectively, the epistêmonikon
(scientific) and the logistikon (calculative). “We must,
then, learn what is the best state [hexis] of each of
these two parts; for this is the excellence [aretê] of
each” (a15-17). These aretai are dianoêtikai
because they are “the best state” of dianoia (thought).
So, beginning with line 1139b15, Aristotle begins his
examination of the five “states by virtue of which the soul
possesses truth by way of affirmation or denial:” that is,
technê (art); epistêmê (scientific, or demonstrative,
knowledge); phronêsis (practical wisdom, or prudence);
sophia (wisdom); and nous (intellect in the strict
sense: the intellectual act by which we grasp the first
principles of knowledge).
It is not perfectly
clear if Aristotle thinks of all these five states in terms of
dianoetical virtues
(let me use this unambiguous Aristotelian term—as we do in
Italy—instead of “intellectual virtues”). I believe he did, and
for two main reasons. The first is Aristotle’s constant use of
hexis, which is the technical term indicating the genus
of the virtues.
The second is that all those five states seem to admit a better
or a worse condition according to their correct exercise; and
this is what the term “virtue” basically refers to. So, we have
three dianoetical virtues for the the epistêmonikon—sophia,
nous, and epistêmê—and two for the logistikon—phronêsis
and teknê. And we have four parts of the soul with
respect to logos: the vegetative (without logos),
the orektikon (appetitive: sharing in logos), the
epistêmonikon (scientific), and the logistikon
(calculative).
Now, whatever the
opinion about the exact number of the dianoetical virtues, there
is no doubt that phronêsis is the virtue of the
logistikon with respect to praxis, moral action. If
there is another virtue of the logistikon, it cannot be
other than technê, which deals with poiêsis,
production. There is also no doubt that ethical virtues are the
excellence of the orektikon, the appetitive part.
What is striking
about all this is that we have got a clear account, or location
in the soul, of both phronêsis and the moral virtues, but
it is not clear at all how we can get either proairesis
(deliberated choice: the efficient cause of moral action) or the
practical syllogism. Or better, it is perfectly clear that we
cannot get either of them by focusing only on phronêsis
and on the moral virtues.
It is true that in
Nicomachean Ethics 1139a31-33 Aristotle says that the two
principles of proairesis, as the efficient cause of the
moral action, are orexis (desire) and logos
(“reasoning with a view to an end”). And that is why, in order
to have a good (moral) choice, we need a true logos—a
true calculation of the means—and a right desire—orexin
orthen (1139a23-24). We need, in other words, both
phronêsis, making true the calculation of the means,
and the moral virtues, making right the desire. However,
Aristotle says also that proairesis is not the principle
of the moral action in terms of final cause (1139a31-32). And
he adds that proairesis cannot exist without (a) nous
(b) dianoia, and (c) the ethical virtues (1139a33-34).
Now, it is obvious that nous cannot be located in the
logistikon part of the soul. This reference, consequently,
takes proairesis, much beyond phronêsis, to the
scientific part of the soul. But it is also curious that
Aristotle, immediately after mentioning logos and
orexis as the principles of proairesis, uses the
generic term dianoia, as if he wanted again to take
proairesis to the scientific part of the soul, but with a
connotation not already implicit in the term nous. In
other words, the lines 1139a33-34 add to the logos-orexis
lines (1139a31-33) both (1) nous and dianoia as
different references to the scientific part of the soul, and (2)
ethical virtues as the excellence of orexis. No
word is chosen by chance here but, for my present purposes, I do
not need to focus more on the exegesis of these passages.
I need, rather, to
recall that, both in the Nicomachean Ethics (1139a17-19)
and in the De Anima (433a9-27), when Aristotle starts
wondering how it can be that thought causes our actions, he
always uses nous: a term that, again, does not fit the
logistikon part of the soul.
Moreover, and most importantly, in the Nicomachean Ethics
Aristotle defines proairesis, not only as orexis
bouleutikê (1139a23)—a
term that certainly fits the calculative part of the soul—, but
also as orektikos nous (1139b4)—which does not refer at
all to the calculative—and as orexis dianoêtikê
(1139b5)—which refers above all to the scientific part of the
soul. This is certainly a good puzzle. But we can already be
sure that the solution, whatever it is, does not lie primarily
either in phronêsis or in the logistikon.
3. Why Nous?
The crucial
question now is: “Why does Aristotle focus on nous and
not on logos?” The first answer is certainly that, for
the practical syllogism to start, it needs (as all
demonstrations do) universal principles/knowledge which are not
known by way of demonstration. Nous, under this respect,
is the origin of every human reasoning and, in a sense, of
thought itself. If thought has a role to play in our movements
as humans, it should be first of all at the level where its
possibility to be, and to be true, is generated, and where all
reasoning start.
But nous is
even more. It is the beginning and the end of our intellectual
activity. It is the eye of the mind; and its seeing, whether
the first principles of demonstration or each simple
apprehension, “can never be in error.”
Nous is to thought what aisthêsis (perception) is
to sense-knowledge, its object being not the perceptible thing (to
aisthêton) but the intelligible thing (to noeton).
Nous, in other words, is the direct, immediate, constant,
intuitive intellectual knowledge we have of reality while our
mind is wandering around by using its logos (i.e., by
reasoning). In this sense, nous is different from, and
constantly grounds and originates, dianoia in its more
specific meaning(s) of scientific (epistêmonikos) and
calculating (logistikos) reason. And always in this
sense, logos, whether epistêmonikos or
logistikos, works always in order to achieve a better
intellectual sight (nous) of reality.
At the level of our
universal knowledge of reality nous speaks becoming
scientific dianoia; and in so doing it can be (not in
itself but because of the logos) either true or false.
That is why, if thought has part in our movements, it must be—at
the highest level: where the major premise is generated—both
nous of the first notions and principles, and scientific
dianoia of the ethical reality. Phronêsis is not yet
in the picture, since it belongs to the logistikon, and,
consequently, it cannot be epistêmê (science).
But epistêmê is exactly what we need at this first level
of practical activity, and that is why Aristotle, when he
distinguishes our knowledge into the theoretical, the practical
and the productive, talks about dianoia praktike and
epistêmê praktike.
As Enrico Berti has forcefully pointed out, the first meaning of
“practical reason” in Aristotle belongs to science and not to
prudence. And this is what the Nicomachean Ethics is
supposed to be: a reflexive, scientific treatment of ethical
reality able to help the choices of people who want to be good.
The reason why
Aristotle wants to ground proairesis on nous (and
dianoia), rather than on the logistikon, should
now be a little clearer; but there is much more to say. Nous
grounds intellectual practical activity also at the second
level—where the minor premise is generated—when, looking for its
completion in the action, it becomes calculative
dianoia. “The one opinion is universal, the other is
concerned with the particular facts, and here we come to
something within the sphere of perception [aisthêsis]” (NE
7, 1147a25-31). Let us try to get deeper into Aristotle’s
mind’s eye. On the one hand, reasoning about particulars
requires the universal nous/dianoia knowledge
which generates the major premise (e.g., “everything sweet ought
to be tasted”). But on the other hand, it requires “the eye of
the intellect” grasping, through aisthêsis, the nature of
the particular thing which is going to be the object of the
process of deliberation, and will produce the minor premise
(e.g., “this is sweet, in the sense of being one of the
particular sweet things”).
And this explains the famous as well as difficult passage of
Nicomachean Ethics VI, 11, 1143a35-1143b6:
“And comprehension
[nous] is concerned with the ultimates in both
directions; for both the primary definitions and the ultimates
are objects of comprehension [nous] and not of argument [logos],
and in demonstrations comprehension [nous] grasps the
unchangeable and primary definitions, while in practical
reasoning [en tais praktikais] it grasps the last and
contingent fact, i.e., the second proposition [protaseôs:
premise]. For these are the starting-points of that for the
sake of which, since the universals are reached from the
particulars; of these therefore we must have perception [aisthêsin],
and this is comprehension [nous].”
Epistemologically,
the nous grasping the (intelligible) particulars through
aisthêsis comes (through induction) before all our universal
knowledge, but this is not my focus now. What is important to
see is, rather, that practical reasoning is the gathering
together, in an aisthêsis-experience, of a universal
nous/dianoia and of a particular nous/dianoia,
each of them trying to focus clearly on their respective
objects: the major premise for the former and the minor for the
latter. These premises are the conclusions of two different
dianoiai: the scientific and the calculative, respectively.
They are both grounded on nous. They can both be true or
false: (a) because nous is the objective ground of the
truth, and (b) because dianoia (logos) can make
mistakes. They both look for their own completion in the same
aisthêsis-experience and in the context of a dialectical
interplay, back and forth from scientific to calculative. But
“when a single opinion [doxa] results from the two, the
soul must in one type of case affirm the conclusion, while in
the case of opinions concerned with production it must
immediately act.” If the agent does still have a doubt on one
of the two premises, or on their becoming one, if he does still
have time to reflect on them, the practical syllogism
(either true or false) is not concluded.
Now, all this,
although very interesting, cannot be enough. For the practical
syllogism to start it needs the presence, at its very origin, of
the proper principle of movement: orexis. If nous
does not desire, it will not develop into dianoia,
it will not descend to the second premise, and it will never
become action. For practical reasoning, from its very
beginning, is nothing more than a search for the good to be
achieved here and now: a search for the action.
4.
Orexis and the Virtues
This is the last
crucial passage of my discussion. If it is true that Aristotle
focuses on nous as the source and the leader of the
syllogism’s steps, it is also true that, for him, nous is
still not the cause of our movements. We need therefore another
source and another leader. And this is orexis.
Without orexis,
nous could not start its dianoetical movement at
the level of the major premise—since “everything sweet ought to
be tasted” is not just a theoretical knowledge. But it could
not even say “this is sweet” at the level of the minor premise.
Here we are really meeting the monster because, for practical
reasoning to exist, we need a desiring nous at the
level of our universal knowledge, and a desiring nous at
the level of our particular (calculative) knowledge, and a
desiring nous as the conclusion.
I think Aquinas
understood very well the concept of desiring nous when,
while explaining his natural law theory, he wrote that the first
notion of practical reason is not ens but bonum:
a term which signifies the relationship between the ens
known and the will tending towards it. Bonum is a
primitive concept, but still a complex one which depends, is
grounded, on knowledge of the ens.
For Aquinas, the first principle of practical reason is bonum
est faciendum et prosequendum, malum vitandum.
That is, for the nous to originate movements it must know
reality—at the very first level in which it is infallibly
true—as attractive, as good; and it can do so only if it is
informed by, or intrinsically joined to, orexis.
Building on Aristotle, Aquinas will say that “all those things
to which man has a natural inclination, are naturally
apprehended by reason as being good, and consequently as objects
of pursuit.” Aquinas calls these kind of first intellectual
apprehensions first principles of practical reason, or first
precepts of natural law; and, interestingly enough, they are for
him exactly the level of natural law that “cannot be changed”
and “cannot be abolished from the heart of man.”
In other words, for Aquinas practical reasoning could not even
start without a habit of intellectual, immediate,
knowledge of notions and principles (which includes the seeds
of the virtues); and he called this habit synderesis.
But as soon as nous becomes scientific dianoia,
getting to know moral rules and more specific principles of
action, natural law (its secondary precepts) can either change
or be “blotted out from men’s hearts.”
But let me go back
to the main question I want to address here: “What is the impact
of orexis on nous in practical knowledge?”
Orexis
“arises through perception [aisthêsis] or through
imagination [phantasia] and thought”
but, of course, it always relates and tends to particulars. The
object of orexis is not a “truth seen [theôrêma]”
and, consequently, properly speaking it cannot be thought
or expressed by words. “Mind as speculative [theoretikos]
never thinks [theorei] what is practicable [praktov]”.
Theoretikon cannot theorei orexis. This is
why Aristotle, in the Metaphysics, opposes “truth” to
“action” when he writes that “philosophy should be called
knowledge [epistêmê] of the truth. For the end of
theoretical knowledge is truth, while that of practical
knowledge is action.”
Orexis (and not phronêsis, which in itself belongs
to dianoia and to theoria) makes the particular
present to, and active in, the nous. In so doing it
makes nous practical. But the union between orexis
and nous as such is not any more thinkable. Even if this
union contains “truth” it is not, properly speaking, just
“truth” because it is not just “thought.” When we try to
write either the major premise, or the minor premise, or the
conclusion of a practical syllogism we abstractly isolate their
theoretical aspects, missing at the same time their real
nature. This is also the reason why Aristotle’s ethics is
intrinsically dialectical: because the ethical dialogue
requires a common starting point at the practical level of
orexis (moral desire; or values, for those who prefer this
terminology): the dialogue, in other words, starts as soon as
the interlocutors discover to share at least one love, or value.
Nous
is always right but orexis is always right only at the
very first level of nous-knowledge; then, orexis,
as well as logos, can be either right or wrong.
Orexis depends on dianoia, but a mere mistake in the
dianoetical process, would not make orexis intrinsically
wrong: for Aristotle, such a mistake would rather make the
action involuntary. The reason why orexis can be either
right or wrong is that orexis is intrinsically complex (epithumia,
boulêsis, thumos).
In order to work correctly orexis requires (the
perfection of) the moral virtues. Commenting on Aristotle
concerning this point, Aquinas writes that “the rectitude of the
appetitive faculty in regard to the end [determined for man by
nature: i.e., known by nous] is the measure of truth for
practical reason.”
Now, if we focus on the nature of orexis as the engine of
practical reason—that is, as what leads (practical) thought
towards its (particular) object—this fact acquires a tremendous
importance. It means basically that, developing into dianoia,
both at the level of the first premise and at the level of the
second premise, nous depends on the moral dispositions of
the agent. Scientific and calculative reasoning follow the
directions and the paths given by the desire. When nous
does not desire the right way, its (practical) knowledge will be
distorted, misdirected; and, above all, the epistêmonikos
logos will not focus on the right things and will not
formulate, or develop, the right moral rules and principles. As
a consequence, also the logistikos logos will be
misdirected, and the action will be immoral.
A wrong moral
desire impedes a correct universal knowledge of what is good.
This is the reason why Aristotle says that neither “the
ignorance in proairesis”—which causes vice—nor “the
ignorance of the universal”—that is a cause for blame—make the
action involuntary.
This ignorance is a bad work of dianoia—both in
formulating the major premise and in calculating the moral
choice—that is due to an evil moral desire. The thought is
in itself incorrect because of the bad moral disposition,
but it is nevertheless correctly following that
disposition. So, as far as orexis and the moral
intention are concerned, the action is voluntary and the person
evil/vicious. Aristotle had strong epistemological reasons to
say that ethics is studied in order to be good, and that evil
people cannot understand ethical science.
Our “proairesis
and practical syllogism” puzzle should by now have been solved.
Proairesis is the conclusion of the practical syllogism;
as such, it is a mixture of nous and orexis. It
is, at the same time, the perfection of the practical nous—which
searches for its good in the action—and the efficient cause of
the movement—i.e., what directly and effectively causes it.
This perfection is attained both through the scientific
dianoia and through the calculative dianoia.
Proairesis is, consequently, also the perfection of
practical dianoia. Proairesis is, therefore,
orektikos nous and orexis dianoêtikê; and, in the
more specific sense of dianoia related to the second
premise, it is also orexis bouleutikê. Phronêsis
is concerned only with this last sense, while the ethical
virtues affect the whole process of the practical syllogism as
the excellence of orexis.
Let me summarize
now the discussion of practical syllogism as related
specifically, not to Aristotle’s ethics, but to Aristotle’s
physics. Practical syllogism does not exist if not in the
acting rational agent; it is his first-person knowledge of his
action as action. This is Aristotle’s conclusion about the
physics of rational action: that it happens due to a combined
work of thought and appetite and according to a kind of
syllogism. In other words, the rational action happens (1) when
the agent, for whatever reason, reaches right now
the value-conclusion that he should act upon the maxim
“everything sweet ought to be tasted” (or that “I need a
covering,” or “I should go to the store,” or “I should
exercise”)—i.e., when this maxim is right now what is chiefly
moving his rational desire or appetite—and (2) when he reaches
the conclusion that “this is sweet” (or that “this cloak is a
covering,” or “the car downstairs is the best way to go to the
store,” or “soccer right now is for me the best way to
exercise”). When the actual appetite-premise matches the
identified (best) means, no other conceptual element is required
for the action to happen. If the action does not happen
(besides the case of material impediments), it means that the
agent is still doubtful, reasoning about either the right
maxim/desire or the best means or both. The examples of
practical syllogisms given by Aristotle appear as perfect
examples as soon as we consider (1) that real examples, for him,
cannot be written down, and (2) that every example is supposed
to be a way of looking, from the agent’s perspective, at the
action he actually did. In this sense, we might account for
John’s action by saying that he tasted the apple-pie on the
assumption that it was a moral obligation for him to taste
everything sweet and that that apple-pie was the sweet thing he
saw as available to him at the time he tasted it. That both
assumptions might have been wrong, unreasonable, or grounded on
other complex reasoning does not change the fact that in the end
John acted upon a kind of syllogism.
If we want to help
John—that is, if we shift our focus from physics to ethics—, we
do not have to try to formulate a different syllogism for him to
use, but to form better both his scientific moral knowledge and
his moral desire. That is to say, we have (1) to teach him how
to focus on better moral concepts, principles, and maxims, and
(2) to give him a better education in virtue. This is precisely
the point of Aristotle’s ethics; and this is why he did not
think of giving a special place in it to the practical syllogism
as such.
Good practical syllogisms will just follow good moral education
and good scientific study of ethical reality. Some contemporary
interpreters, like Kenny and Anscombe, try to reach a sort of
theoretically complete (multiple-step) account of the reasoning
behind what I have now identified as the real practical
syllogism; they miss the point that the complete syllogism is a
conclusion of the agent’s discursive reasoning, not the
reasoning itself. Moreover, they wonder how the syllogism,
whatever its formulation, can actually compel the agent to act,
missing the point that no third-person formulation of the
syllogism can lead anyone to act. We should add that a
contingent action cannot be reduced to any abstract description;
and, except for God, Who has perfect knowledge of every
singular, there is no way to know for sure what the real
apprehension of the premises was for the agent. Most of the
time, the agent himself has difficulty in reaching an adequate
knowledge of why exactly he did what he did. To have a perfect
knowledge of a practical syllogism means no more and no less
than to have perfect knowledge, with respect to one particular
action, of someone’s moral conscience—indeed, of the person’s
complete state of mind.
5.
Debitum Actum et Finem
The reason why
focusing too much on phronêsis is misleading in order to
understand practical reasoning should by now be evident.
Practical syllogism is grounded first of all on nous.
And nous, in Aristotle, refers to an intellectual
objective knowledge acquired by induction. This knowledge
grounds the work of logos both at the level of the major
premise and at the level of the minor premise. But both the
practical character and the correct working of the nous-dianoia
knowledge depend on (the excellence of) the appetite—orexis—and
always refers to, and finds its completion or perfection in, the
concrete action which concludes the syllogism. Practical
knowledge is, first of all, the lived moral knowledge of the
rationally acting agent; and only remotely it is
knowledge—either reflexive or not—of first values or practical
principles (major-premise level) and knowledge of suitable means
(minor-premise level). Practical knowledge, properly speaking,
cannot be separated from the (particular and concrete) action.
A universal knowledge of the good is practical only secundum
quid, as far as it is directed to the action. Otherwise it
would be theoretical knowledge, no longer searching, but
contemplating the good. This is a very important point: for
Aquinas the intellectual (nous) knowledge of the good is
not practical knowledge, because “practical” is only what
relates to the action—and action relates to the means. If you
are already enjoying the end, or the good, your intellectual
knowledge of it is theoretical.
What now about natural law?
I already mentioned
some connections between the first two levels of the practical
syllogism and some of the main concepts involved in Aquinas’s
natural law theory: that is, the first notion and the first
principle of practical reason, the first and the secondary
precepts of natural law, and the habit of synderesis. If
I am right, this connection is already a remarkable thing
because it shows that this natural-law knowledge depends, not
only on (the intellectual virtue of) prudence—as some
contemporary scholars are trying to stress—but also and
primarily on a scientific ethical knowledge and on the
ethical virtues. But if I am really right, Aquinas should have
defined natural law also at the practical level of proairesis,
that is, with reference to the effective cause of the concrete
action to be performed here and now. Did he do that? Actually,
in Summa Theologiae, I-II, q. 91, a. 2 c., that is the
first article devoted to the natural law and in which Aquinas
addresses the question “Whether there is in us a natural law,”
we find exactly the following definition:
“it is evident that
all things partake somewhat of the eternal law, in so far as,
namely, from its being imprinted on them, they derive their
respective inclinations to their proper acts and ends. Now
among all others, the rational creature is subject to Divine
providence in the most excellent way, in so far as it partakes
of a share of providence, by being provident both for itself and
for others. Wherefore it has a share of the Eternal Reason,
whereby it has a natural inclination to its proper act and end [naturalem
inclinationem ad debitum actum et finem]: and this
participation of the eternal law in the rational creature is
called the natural law.”
This is certainly
Aquinas’s most precise and technical definition of natural law.
Here there is no doubt that this “natural inclination” is a kind
of intellectual and rational orexis, but what should
surprise us is that the definition is all but simple. In fact,
it refers both to the inclination to the proper end and
to the inclination to the proper (or due) act.
These two inclinations are not the same thing. The first one
refers to the intellectual (theoretical) knowledge of the end as
good; the second one refers to the inclination to the concrete
action to be performed here and now.
This inclination depends on the work of practical reason, which
identifies the right action to do (recta ratio). The
knowledge of the right action as such is a practical knowledge,
and it matches very well Aristotle’s concept of proairesis.
So, it seems very much that Aquinas, on the line of Aristotle’s
theory of action, conceived of his natural law also as
practical: namely, as an effective guide of moral action.
Such an approach to natural law theory has extraordinary
consequences. But this is maybe for another article.
Fulvio Di Blasi
Jacques Maritain
Center
Dept. of
Philosophy
University of
Notre Dame
fdiblasi@nd.edu
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